LaLa Wang v. New York Department of State (AIV license denied)

After fighting for many years that the 1975 Apartment Information Vendor law did not apply to her robust online brokerage, in August 2003 Wang was left with no choice but to capitulate to the NYDOS’s previous demand that she obtain an AIV license. Nine months passed and the NYDOS denied Wang the AIV license. Wang appealed and, in November 2004 upon a finding of “trustworthiness,” a judge granted her the AIV license. The NYDOS opposed the granting of the AIV license to Wang and a re-Hearing was set for 31 August 2005. Meanwhile, in June 2005, the NYDOS published the Proposed Rule Making acknowledging the AIV law as “obsolete” and proposing amendments so as to encourage unlicensed AIV to become licensed. And still, while no licensed AIV has ever complied with any of the AIV rules, the NYDOS has refused to enforce compliance. In August 2005, the DOS sought to quash Wang’s subpoenas for DOS regulators as witnesses and obtained an adjournment for November 2005. Another adjournment was requested for February 2006. Bottom line: This case is not about the suitability of Wang for licensure. Wang still operates a Multiple Listings Service, BrokersNYC, for thousands of real estate brokers. This is a case where the DOS is sending a message from the “top” which says “If you exercise your due process rights to challenge NYDOS decisions, we will punish you.”

Case History:

Date Document  
05.25.2006 Letter: Letter to Attorney General Eliot Spitzer from LaLa Wang From: LaLa Wang To: Eliot Spitzer
05.22.2006 Letter: Letter from ALJ Roger Schneier advocating adjournment without date of hearing for LaLa Wang’s broker license. From: ALJ Roger Schneier To: Nicholas Fortuna
05.22.2006 Letter: Notice of Adjournment without date for broker license hearing. From: Department of State To: LaLa Wang
05.19.2006 Letter: Letter to ALJ Roger Schneier requesting denial of adjournment for DOS From: LaLa Wang To: Roger Schneier
05.02.2006 Letter: Letter to ALJ Roger Schneier re: Broker’s License Hearing June 2006 From: LaLa Wang To: ALJ Roger Schneier
03.21.2006 Decision: AIV License Granted to LaLa Wang From: ALJ Roger Schneier To: LaLa Wang
02.13.2006 Letter: Freedom of Information Act Request to Laurence Sombke From: LaLa Wang To: Laurence Sombke
02.13.2006 Letter: Laurence Sombke Freedom of Information Act Request response to LaLa Wang From: Laurence Sombke To: LaLa Wang
10.11.2005 Adjournment of Hearing by DOS to November 15, 2005  
10.03.2005 Notice: Adjournment by DOS of Hearing for LaLa Wang’s AIV license to February 22, 2006  
08.22.2005 LaLa Wang letter to Robert Leslie From: LaLa Wang To: Robert Leslie
07.14.2005 Wang’s Comments on Proposed Rule Making  
06.15.2005 Proposed Rule Making to Amend the “Obsolete” AIV Law  
06.02.2005 Wang’s letter to Public Advocate Betsy Gotbaum  
05.24.2005 Notice of re-Hearing from ALJ Schneier  
05.16.2005 NYDOS/Frank Milano Decision and Order Appealing Granting of AIV License to Wang  
01.25.2005 Wang’s letter to Governor Pataki  
01.03.2005 NYDOS Memo of Appeal opposing AIV license  
12.09.2004 ALJ Neals Grants Wang AIV License  
12.08.2004 Hearing continued before ALJ Felix Neals  
10.26.2004 Hearing before ALJ Felix Neals  
05.20.2004 NYDOS letter confirming denial of AIV license  
03.24.2004 Open Letter from Competitive Enterprise Institute to NYDOS  
03.10.2004 NYDOS letter to Wang denying AIV license.  
08.24.2003 Application for the Apartment Information Vendor License

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